Conduct of Business

The Coaching Platform provides a wide portfolio of services designed to enable compliance with FSA Rules for selling and advising on regulated financial services. Whether you are an IFA, Lender, Network, Product Provider, Mortgage Broker, General Insurance broker or other firm undertaking UK financial services business as a major or minor part of its business activities, you will find our services invaluable.

Services include:

Sales process design, installation and auditing.

Disclosure documentation.

Fact-find documentation.

Administration processes and ‘back-office’ support.

File checking and auditing.

Staff training.

COB/ICOB/MCOB awareness training.

Managing your TCF (Treating Customers Fairly) obligations.

 

Please click here to receive more detailed information